UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 16, 2021
GALAXY GAMING, INC.
(Exact name of registrant as specified in its charter)
Nevada
(State or other jurisdiction of incorporation)
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000-30653
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20-8143439
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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6480 Cameron Street Suite 305
Las Vegas, Nevada 89118
(Address of principal executive offices)
(702) 939-3254
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Trading Symbol
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Name of Exchange on Which Registered
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Common Stock
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GLXZ
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OTCQB marketplace
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter). ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ☐
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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On February 16, 2021, Galaxy Gaming, Inc. held its Annual Meeting of Stockholders (the “Annual Meeting”). The record date for stockholders entitled to notice of, and to vote at,
the Annual Meeting was December 21, 2020. At the close of business on that date, the Company had 21,884,638 shares of common stock issued and outstanding and entitled to be voted at the Annual Meeting. At the Annual Meeting, two proposals were
submitted to the Company’s stockholders. The proposals are described in more detail in the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission on January 4, 2021. The final voting results were as follows:
Proposal 1
The Company’s stockholders elected the following directors. The voting results and director terms are set forth below.
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Votes For
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Votes Against
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Votes Abstained
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Broker Non-Vote
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Mark A. Lipparelli (Class I – term expires 2024)
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13,962,368
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0
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103,934
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3,700,106
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William A. Zender (Class II – term expires 2023)
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13,962,390
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0
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103,912
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3,700,106
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Bryan W. Waters (Class II – term expires 2023)
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13,962,390
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0
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103,912
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3,700,106
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Michael Gavin Isaacs (Class III) – term expires 2022)
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13,962,358
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0 |
103,944
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3,700,106
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Proposal 2
The Company’s stockholders ratified the selection of Moss Adams, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. The
voting results are set forth below.
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Votes For
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Votes Against
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Votes Abstained
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Broker Non-Vote
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17,422,841
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12,324
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331,243
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N/A
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: February 16, 2021
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GALAXY GAMING, INC.
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By:
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/s/ Harry C. Hagerty
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Harry C. Hagerty
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Chief Financial Officer
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